Client Asset Information.
Client Asset Key Information
This document is for retail clients and provides key information in relation to how your assets are held and protected including:
The key features of the Client Asset Requirements of the Investment Firms Regulations 2017;
An explanation of what constitutes client assets under the Client Asset Requirements;
The circumstances in which the Client Asset Requirements apply and do not apply;
An explanation of when Davy will hold client assets itself, and when client assets will be held by a third party; and
The arrangements applying to the holding of client assets and the relevant risks associated with these arrangements
List of Counterparties
Frequently Asked Questions - Client Assets
We have drafted a series of frequently asked questions to provide you with further information on how Davy holds and protects your assets.