Client Asset Key Information

This document is for retail clients and provides key information in relation to how your assets are held and protected including:

• The key features of the Client Asset Requirements of the Investment Firms Regulations 2017;

• An explanation of what constitutes client assets under the Client Asset Requirements;

• The circumstances in which the Client Asset Requirements apply and do not apply;

• An explanation of when Davy will hold client assets itself, and when client assets will be held by a third party; and

• The arrangements applying to the holding of client assets and the relevant risks associated with these arrangements

• Client Asset Key Information Document

List of Counterparties

• List of Counterparties with whom client assets may be held