Policies

Davy Group Notices

• Privacy Notice
• Cookie Notice
• Accessibility statement

J & E Davy Unlimited Company Policies

• Davy Conflicts of Interest Policy (opens in a new tab)
• Research Conflicts of Interest Policy (opens in a new tab)
• The Davy Group Complaints Policy (opens in a new tab)
• Best Execution Information - Retail Clients (opens in a new tab)
• Best Execution Information - Professional Clients (opens in a new tab)
• Board Diversity Policy

J & E Davy (UK) Limited Policies

• Davy UK Conflicts of Interest Policy (opens in a new tab)
• Davy UK Best Execut ion Policy (opens in a new tab)

Davy Securities Unlimited Company Policies

• Davy Securities Conflicts of Interest Policy (opens in a new tab)
• Davy Securities Risk Disclosure Document (opens in a new tab)
• Davy Securities Order Transmission and Execution Policy (opens in a new tab)

Davy Corporate Finance Unlimited Company Policies

• Davy Corporate Finance Conflicts of Interest Policy (opens in a new tab)

Davy Group Whistleblowing Policy

Davy is committed to dealing responsibly, openly and professionally with any concerns any of our stakeholders may have about possible malpractice within the firm. The Davy Group Whistleblowing Policy (opens in a new tab) details how employees and others, including board members, shareholders, contractors, job applicants, trainees, third parties, should report their concerns and how these concerns will be dealt with.

Davy’s whistleblowing portal

As well as with the traditional in-person, phone, email and postal methods, whistleblowing concerns can be logged via our secure online portal. To protect the confidentiality of whistleblowers, concerns can be logged anonymously.

 Visit Davy’s whistleblowing portal (opens in a new tab) 

Instructions on how to raise a concern via the portal are included, as well as copies of The Davy Group Whistleblowing Policy (opens in a new tab) and our Privacy Notice.