Regulatory Information

Please see below for our regulatory information:

Davy Private Clients, Davy Select, Davy Real Estate, Davy Institutional Consulting  is a division of J&E Davy. J&E Davy, trading as Davy, is regulated by the Central Bank of Ireland. Davy is a member of Euronext Dublin and the London Stock Exchange. In the UK, Davy is authorised by the Central Bank of Ireland and authorised and subject to limited regulation by the Financial Conduct Authority. Details about the extent of our authorisation and regulation by the Financial Conduct Authority are available from us on request. 
 
Davy Asset Management Limited, trading as Davy Asset Management, is regulated by the Central Bank of Ireland. In the UK, Davy Asset Management is authorised by the Central Bank of Ireland and authorised and subject to limited regulation by the Financial Conduct Authority.
 
Davy Corporate Finance is regulated by the Central Bank of Ireland.

Davy Investment Fund Services Limited, trading as Davy Investment Fund Services, is regulated by the Central Bank of Ireland. In the UK, Davy Investment Fund Services is authorised by the Central Bank of Ireland and is subject to limited regulation by the Financial Conduct Authority (“FCA”). In Luxembourg, Davy Investment Fund Services is authorised by the Central Bank of Ireland and is subject to limited regulation by the Commission de Surveillance du Secteur Financier (“CSSF”). Details about the extent of our authorisation and regulation by the FCA and CSSF are available upon request.

Davy Securities is regulated by the Central Bank of Ireland. 

Davy Fund Managers is regulated by the Central Bank of Ireland. 

iCubed Training Research and Consulting, trading as iCubed, is regulated by the Central Bank of Ireland.

Advance Fund Management Limited is regulated by the Central Bank of Ireland. 

Davy Private Clients UK and Davy UK are the trading names of J&E Davy (UK) Limited. J&E Davy (UK) Limited is authorised and regulated by the Financial Conduct Authority.